1 OF 2 - IMMEDIATE CEASE AND DESIST TO THE WASHINGTON DC BOARD AND JAMES GORMAN, JOHN BURNS AND JOEL L. KONIGSBERG OF MORGAN STANLEY NY
Dear Washington DC CFP Board (copying LPL Financial and Morgan Stanley):
This videotaped letter is an immediate CEASE AND DESIST ORDER (PART I OF 2) to the CERTIFIED FINANCIAL PLANNER™ Board of Standards.
On May 1st, 2023, I, Lisa Ditkowsky, CFP®, still registered in that day with LPL Financial, fulfilled my CFP Board REPORTING OBLIGATIONS to act with integrity and report fraud and illegal activity in my deceased clients' five accounts - https://www.cfp.net/ethics/
These accounts were negligently left in my name and rep ID for almost 13 months after the client passed away. But, the beneficiary and / or trustees (and William J. Blyth and Robert F. Blyth, 70-year-old LPL Financial Advisors who were evidenced to move in on my client of 12 years' estate, against her known wishes) had a LEGAL AND ETHICAL RESPONSIBILITY to report public figure Helen Ramirez-Odell's passing to ME, the CFP® and to LPL Financial, my Broker Dealer of 16 years and 3 months. This is clearly defined in the LPL Financial ADVISOR COMPLIANCE MANUAL (ACM).
Three days after my CFP Board Mandated Reporting Complaint to Erin Ardale Koeppel, Erik Nicholaus Frias, and Morgan Stanley's Joel Leslie Konigsberg, the head of the CFP Board's Disciplinary and Ethics Commission (DEC), THE SAME CFP Board people filed a Motion For Immediate Suspension of me and a Notice of Investigation of Me asking for 3 pages of LPL Financial inside information, which I am prohibited by my separation terms and common sense from sharing.
LPL Financial (NYSE: LPLA), you MUST uphold your duty to Support and Protect my business through May 1, 2023 and post separation, as after 16 years and 3 months, we have obligations to each other to be amicable.
Morgan Stanley, you must make CFP® Joel Leslie Konigsberg recuse himself immediately from the CFP Board DEC. His name is on on the 89-pages of LIES and DEFAMATION of me. Joel Konigsberg discloses that he works 24 hours a month for CFP Board disciplining other CFP® Professionals and FIVE HOURS A MONTH AS A FINRA ARBITRATOR. I have numerous FINRA and other REGULATORY complaints against many people involved in the illegal activity against me and my clients, including in my deceased clients' five accounts.
The CFP Board Motion is filled with LIES and DEFAMATION, including saying I spoke to the CFP Board WITHOUT AN ATTORNEY! This is criminal legal malpractice that Erik Frias would LIE so dangerously in a CFP Board Motion. Furthermore, I divulged no client PII and no CONFIDENTIAL INFORMATION, and Journalism Ethics and CFP Board Ethics allow United States Fair Use Section 107 of the United States Copyright Act.
CFP Board allows me to make public information to defend myself against wrongdoing.
Clearly there was United States Mail Fraud, and Interference with United States Mail, last year in the Helen-Ramirez Odell accounts. Illegal activity to try and illegally frame me lead to FIVE JULY STATEMENTS MARKED DECEASED RETURN TO SENDER, being withheld from me until 12/23/2022 and 12/30/22. These statements marked DECEASED were withheld from me ALL YEAR, and it was mail intended for ME, with my name, Rep ID and CFP® on it.
My name and CFP® is on the 2022 Tax Statements for CPAs and the IRS (listing my name, phone and CFP® to call w/ any questions)? MINE! LISA DITKOWSKY, CFP®
LPL Financial - I submitted service requests to get my name off of the Tax Statements, because there was FRAUD AND ILLEGAL ACTIVITY in my deceased clients' accounts in 2022 and 2023 (On April 13, 2023, the Supervisor LPL Financial gave me for my last 30 days, John Scarabino, told me to keep his 5 signatures to MOVE THE FIVE HELEN RAMIREZ-ODELL ACCOUNTS to house accounts. When he provided the forms on April 13, 2023, Scarabino gave me FIVE FRAUDULENT ADOBE FONT SIGNATURES! He needed to provide wet signatures, or we needed to both use Docusign with envelope IDs! The signatures John Scarabino used to move the accounts to William J. Blyth (PER Scarabino on a recorded line referencing Blyth, the deceased clients' Special Needs daughter, and the 85-year-old famed actress who admitted her lies to me and my mom.
This is a 2-part CEASE and DESIST to Morgan Stanley and its Weaponized CFP Board. I have business with Morgan Stanley. This is harassing and outrageous.
Again, CFP Board, I fulfilled my Duty To Report and Act With Integrity and do everything in my ability to protect Vulnerable Adults (2) and People with Disabilities. Then, a few days ago, Corebridge Financial gets back to me from 2022 and 2023, and NOW Corebridge CANNOT FIND THE CLIENTS' ACCOUNTS THAT WERE ALL THERE A MONTH AGO, AS THEY ALWAYS WERE, AND SITTING UNCLAIMED LAST YEAR BY THE TRUSTEES!
This is OUTRAGEOUS. CEAST, DESIST, APOLOGIZE IMMEDIATELY.
Lisa Ditkowsky, CERTIFIED FINANCIAL PLANNER™